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MERRY CHRISTMAS from the “ugly sweater bunch”

Dreher Investment Services would like to thank you for choosing us to guide you through 2022. We know it was UGLY at times but we want you to know we appreciate your Trust and we look forward to serving all your financial needs in 2023.

Left to right: Taylor Todd – Office Manager, Spencer Plangens – President, Trisha Hildebrand – Back Office Guru, Katy Taylor – Back Office COO, Rusty Taylor, CFA and our fearless leader on the floor, Dick Robertson – CEO

Form CRS Relationship Summary; Amendments to Form ADV

Form CRS Relationship Summary; Amendments to Form ADV

A Small Entity Compliance Guide[1]




On June 5, 2019, the Securities and Exchange Commission (the “Commission”)

adopted Form CRS and new rules, as well as amendments to its

forms and rules, under both the Investment Advisers Act of 1940

(“Advisers Act”) and the Securities Exchange Act of 1934

(“Exchange Act”).[2]




Form CRS and its related rules require SEC-registered investment advisers

and SEC-registered broker-dealers (together, “firms”)[3] to deliver to retail

investors a brief customer or client relationship summary that provides

information about the firm.[4] Firms must file their relationship summaries

with the Commission.


The relationship summary is designed to assist retail investors with the

process of deciding whether to (i) establish an investment advisory or

brokerage relationship, (ii) engage a particular firm or financial

professional, or (iii) terminate or switch a relationship or specific service.



Click here to view our CRS, as required by the SEC: Dreher CRS Form

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