Dreher Investment Services would like to thank you for choosing us to guide you through 2022. We know it was UGLY at times but we want you to know we appreciate your Trust and we look forward to serving all your financial needs in 2023.
Left to right: Taylor Todd – Office Manager, Spencer Plangens – President, Trisha Hildebrand – Back Office Guru, Katy Taylor – Back Office COO, Rusty Taylor, CFA and our fearless leader on the floor, Dick Robertson – CEO
On June 5, 2019, the Securities and Exchange Commission (the “Commission”)
adopted Form CRS and new rules, as well as amendments to its
forms and rules, under both the Investment Advisers Act of 1940
(“Advisers Act”) and the Securities Exchange Act of 1934
Form CRS and its related rules require SEC-registered investment advisers
and SEC-registered broker-dealers (together, “firms”) to deliver to retail
investors a brief customer or client relationship summary that provides
information about the firm. Firms must file their relationship summaries
with the Commission.
The relationship summary is designed to assist retail investors with the
process of deciding whether to (i) establish an investment advisory or
brokerage relationship, (ii) engage a particular firm or financial
professional, or (iii) terminate or switch a relationship or specific service.
Click here to view our CRS, as required by the SEC: Dreher CRS Form